-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CKeeyQNrx08QSA+SFSeQxrL0gLp8nz2M+ltPvCO3blTHWe03GLgSNobTeeMGUgqA wTFt2WYHPCnY4JGF1C94bg== 0001144204-07-048885.txt : 20070911 0001144204-07-048885.hdr.sgml : 20070911 20070911161044 ACCESSION NUMBER: 0001144204-07-048885 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20070911 DATE AS OF CHANGE: 20070911 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FRISCO CHARLES CENTRAL INDEX KEY: 0001411615 FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: BUSINESS PHONE: 562 901 7919 MAIL ADDRESS: STREET 1: 117 BELMONT AVENUE CITY: LONG BEACH STATE: CA ZIP: 90803 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SRKP 5 INC CENTRAL INDEX KEY: 0001335103 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-81113 FILM NUMBER: 071111189 BUSINESS ADDRESS: STREET 1: 210 SOUTH FEDERAL HIGHWAY STREET 2: SUITE 205 CITY: DEERFIELD BEACH STATE: FL ZIP: 33441 BUSINESS PHONE: 310 203 2902 MAIL ADDRESS: STREET 1: 210 SOUTH FEDERAL HIGHWAY STREET 2: SUITE 205 CITY: DEERFIELD BEACH STATE: FL ZIP: 33441 SC 13D 1 v087109_sc13d.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 SRKP 5, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, par value $.0001 per share - -------------------------------------------------------------------------------- (Title of Class of Securities) None - -------------------------------------------------------------------------------- (CUSIP Number) Charles Frisco 117 Belmont Avenue Long Beach, CA 90803 (562) 901-7919 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) August 3, 2007 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of ss.ss.240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. [ ] The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. None - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON (ENTITIES ONLY). Charles Frisco - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) |_| (b) |_| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (SEE INSTRUCTIONS)(See item 3) PF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |_| - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER 486,000 ----------------------------------------------------------------- NUMBER OF 8 SHARED VOTING POWER SHARES BENEFICIALLY OWNED BY ----------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING PERSON 486,000 WITH ----------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 486,000 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |_| - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 11.9% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN - -------------------------------------------------------------------------------- Item 1. Security and Issuer. This Schedule 13D relates to the common stock, par value $.0001 per share (the "Common Stock") of SRKP 5, Inc., whose principal executive offices are located at 4737 North Ocean Drive, Suite 207, Lauderdale by the Sea, FL 33308 (the "Issuer"). Item 2. Identity and Background. (a) The name of the reporting person is Charles Frisco (the "Reporting Person"). (b) The address of the Reporting Person is 117 Belmont Avenue, Long Beach, CA 90803. (c) The Reporting Person's present principal occupation or employment and the name, principal business and address of any corporation or other organization in which such employment is conducted is a criminal defense attorney located at 8135 Florence Ave, Downey, CA 90240. (d) During the last five years the Reporting Person has not been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors). (e) During the last five years the Reporting Person was not a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result was not or is not subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. (f) The Reporting Person is a citizen of the U.S.A. Item 3. Source and Amount of Funds or Other Consideration. On August 3, 2007, the Reporting Person acquired directly from the Issuer 243,000 shares of Common Stock at an aggregate purchase price of $2,250 and a warrant to purchase 243,000 shares of Common Stock at an exercise price of $0.01 per share (the "Warrant"), for a purchase price equal to $1,125.09. The source of funding for this purchase was personal funds. The Warrant is immediately exercisable and expires on August 3, 2013. Item 4. Purpose of Transaction. The Reporting Person purchased the 243,000 shares of Common Stock and the Warrant for investment purposes. Item 5. Interest in Securities of the Issuer. (a) The Reporting Person beneficially owns an aggregate of 486,000 shares of Common Stock, representing 11.9% of the outstanding shares of Common Stock (based upon 3,857,150 shares outstanding as of the date hereof). (b) The Reporting Person has the sole right to vote and dispose, or direct the disposition, of the 486,000 shares of Common Stock beneficially owned by the Reporting Person. (c) The 243,000 shares of Common Stock and the Warrant reported herein were acquired by the Reporting Person effective August 3, 2007. (d) Other than the Reporting Person, no other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the 486,000 shares of Common Stock beneficially owned by the Reporting Person. (e) Not applicable. Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer. None. Item 7. Material to Be Filed as Exhibits. None. Signature. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. September 11, 2007 /s/ Charles Frisco -------------------------------- Charles Frisco -----END PRIVACY-ENHANCED MESSAGE-----